面議(經常性薪資達4萬元或以上) 台北市內湖區 10年工作經驗 4天前更新
•Review and roll-out Anti-Money Laundering (AML)/Countering the Financing of Terrorism (CFT) related policies and guidelines for. Conduct Gap Analysis between local regulatory requirements and MAS requirements when changes occur.
•Understand related business/operation and providing the necessary AML/CFT advice, interpretation and recommendation on existing and new AML/CFT laws and regulations.
•Assist in supporting the formulation of specific Guides relating to AML/CFT.
•Facilitate relationship management with regulator. Assist in handling audit/regulatory inspection issues relating to AML/CFT.
•Maintain AML/CFT policies and standards including relevant KYC/CDD guidelines to support the AML/CFT framework.
•Provide relevant guidance on regulatory requirements in resolving gaps (where apparent), and report to relevant governance committee(s), as necessary.
•Gap analysis on regulatory papers relating to KYC/CDD, AML/CFT (as applicable) to provide relevant guidance.
•Facilitate implementation of AML controls within country, Group, business or functions, depending on regulations.
•Ensure the Bank/Group has an effective sanctions control framework to manage the bank‘s exposure to sanctions risk.
•Ensure customers with sanctions exposures are adequately managed to mitigate the risk to DBS.
•Review and investigate all payment alerts to ensure the bank does not process any payments that may violate sanctions regulations that the bank adopts as a policy.
•Train staff and develop awareness at all staff levels to ensure they are able to identify potential sanctions risk and mitigate risk.
•Provide accurate reporting to senior management and the Board for appropriate decisions on bank’s sanctions risk.
•Provide advisory comments on various products/initiatives. Examples NPA/NPA Lite, Outsourcing Risk Review, RCSA process, Customer Journey and any ad hoc initiatives/projects
•Conduct periodical ERWA report and filing to regulator accordingly.
•Conduct BU/SU AML,CFT & Sanction SCSA program and evaluation to comply with regulatory requirement
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